SPN Corporate | Transparency in Coverage

Corporate Compliance

Transparency in Coverage Rule

In 2020, the Federal Government finalized “Transparency in Coverage” Rule, which requires health insurers and group health plans, including self-funded clients, to provide cost-sharing data to consumers.

UnitedHealthcare creates and publishes the Machine-Readable Files on behalf of Supernus. To link to the Machine-Readable Files, please click on the URL provided: https://transparency-in-coverage.uhc.com

Copy of SPN Corporate | Corporate Compliance - Code of Ethics

Corporate Compliance

1.0 INTRODUCTION

Supernus Pharmaceuticals, Inc. is committed to the maintenance of high ethical standards, both internally and in its dealings with all those with whom it is involved. This is reinforced by Supernus’ strong belief in integrity, named as one of Supernus’ Corporate Values. The following policy has been adopted in order to provide guidance to employees in several areas of work where conduct/work ethics are or might potentially be in question. All employees are required to read this policy carefully and to adhere to its principles and spirit in the daily execution of their tasks and responsibilities.

1.1 Purpose

Supernus Pharmaceuticals, Inc. (“Supernus” or the “Company”) and its affiliates are committed to maintaining the highest ethical standards in their dealings with all parties involved in the Company’s business activities, including employees, vendors, contractors and third parties. This Code of Ethics & Business Conduct (the “Code”) has been put in place to summarize the key ethical and legal principles that everyone at Supernus is required to adhere to. While this Code does not cover every issue that may arise, it is intended to promote honest and ethical conduct among all individuals employed by or associated with Supernus.

1.2 Scope

Every employee, officer, director, consultant, and contract worker (full time or temporary) is expected to read, understand, and comply with this Code and all other applicable laws, regulations and Company policies.

This Code and the spirit of its purpose apply to all Supernus locations, affiliates and subsidiaries. Employees who would like to seek further information or have questions on the information contained in the Code should speak with their supervisor or Compliance Officer.  

The Code is not an employment contract. It does not change the at-will status of any employee of Supernus. Compliance with our Code, however, is a condition of continued employment. Accordingly, each employee must acknowledge receipt of this Code and being automatically and continuously bound by its terms.

The Code does not attempt to anticipate every ethical dilemma you may encounter. Supernus is relying on you to use good judgment and common sense in all of your business dealings.

2.0 WORKPLACE STANDARDS

2.1 Overview

Supernus recognizes its employees are a valuable asset of the Company and values employees who are ethical, innovative and hard workers. Supernus seeks to recruit and retain individuals by providing competitive compensation, excellent growth opportunities and a diverse workplace.

2.2 Equal Opportunity

Supernus is committed to providing equal opportunity in employment to all employees and applicants. This commitment applies to recruitment, hiring, employment, and employment-related decisions (including, but not limited to, hiring, firing, workforce reductions, work assignments, transfers, promotions, wage/salary adjustments, and/or bonuses). Supernus is also committed to complying with all applicable laws regarding non-discrimination in employment. Supernus provides a discrimination- free work environment for all employees, regardless of race, color, religion, sexual orientation, age, gender identity or gender expression, national origin, citizenship, ancestry, marital status, disability, genetic information, veteran status, or other characteristics protected by applicable laws.

2.3 Discrimination and Harassment

Supernus respects diversity and the personal dignity of its employees. Supernus employees are expected to treat all colleagues with respect and dignity. As such, Supernus strives to ensure that the Company’s work environment is free of discrimination and harassment.

  • Discrimination is defined as the adverse treatment of an individual based on his or her race, color, religion, gender, sexual orientation, age, gender identity, gender expression, national origin, citizenship, ancestry, marital status, disability, genetic information, veteran status, or other characteristic protected by applicable laws, rather than his or her individual merit.

Supernus will not tolerate any form of harassment, whether physical, verbal, or visual.

  • Harassment is defined as any action that inappropriately or unreasonably creates an intimidating, hostile, uncomfortable or offensive work environment or unreasonably interferes with an individual’s ability to perform the duties or responsibilities of his or her employment.

Employees should report any type of discrimination or harassment immediately to their manager, Human Resources Department, Legal Department, Compliance Department or the Compliance Hotline.

2.4 Safety and Health

Supernus is committed to providing a safe and healthy working environment to its employees through the adherence to applicable health and safety laws. Any employee who is aware of any conditions or practices in the workplace that pose a threat to health, safety, or the environment is responsible for reporting them to their manager, Human Resources Department, Legal Department, Compliance Department or the Compliance Hotline immediately.

3.0 MARKETPLACE STANDARDS

3.1 Overview

Supernus’s reputation for integrity and excellence requires careful adherence to all applicable laws and regulations as well as commitment to the highest standards of conduct of corporate and personal integrity. Productivity is maximized when employees act ethically, responsibly, and professionally. Supernus expects all employees to conduct Company business in an ethical manner.

There may be situations where the ethical or legal course of action may be unclear. In such case, employees are expected to seek guidance by speaking with their supervisor or the Compliance Officer.

3.2 Compliance with Laws, Regulations and Industry Codes

Supernus employees shall abide by applicable laws and regulations where Supernus operates or otherwise conducts business. This includes, but is not limited to, laws and regulations that prohibit bribery and corruption or impose trade sanctions or protect privacy rights. Each employee must strive to fully understand which laws pertain to their area of work and what is required to be in compliance with these laws. Since the laws are numerous and complicated, this Code does not include a summary of every relevant law. Employees who have any questions or concerns about a particular law, this Code or any other Company policy, should discuss their questions or concerns with their supervisor or the Compliance Officer.

While employees are not expected to have in-depth knowledge of all applicable laws and regulations, employees should understand the underlying principles and apply them to their activities. Examples of laws and the principles that govern Supernus’s business are outlined below.

Anti-Bribery and Anti-Corruption Laws: These laws prohibit bribery through the provision of anything of value to foreign government officials, and/or commercial bribery, to gain or retain business or favorable treatment and carry significant penalties for violations. Supernus prohibits the payment of any bribes regardless of recipient type and prohibits facilitation payments (even if otherwise permissible by law).

Anti-Kickback Statute (“AKS”): AKS laws prohibit anyone from offering, paying, soliciting, or receiving anything of value (including a kickback, bribe, or rebate) in order to directly or indirectly, implicitly or explicitly, reward past prescribing or induce future prescribing, purchase, use or recommendation of any item or service reimbursed under a federal or state healthcare program, or to unlawfully influence regulatory, pricing, formulary or reimbursement decisions and/or gain or improve access to HCPs.

False Claims Act (“FCA”): The FCA in the US protects the federal government from false or fraudulent claims for payment. Violations of this law include providing false records or statements to obtain payment from the government or causing a third party to submit a false claim to the government. This statute has been used to prosecute pharmaceutical companies for encouraging prescribers to prescribe products for unapproved uses or for providing alleged kickbacks leading to improper reimbursement by federal healthcare programs such as Medicare and Medicaid.

Health Insurance Portability and Accountability Act (“HIPAA”): HIPAA, as amended by the Health Information Technology for Economic and Clinical Health (“HITECH”) Act, addresses the security and privacy of health information, who is responsible for maintaining the security and privacy of such information, and who may access and/or use such information. Violations can lead to severe penalties including criminal and/or civil fines and/or imprisonment.

HHS-OIG Compliance Program Guidance for Pharmaceutical Manufacturers: The Office of Inspector General of the Department of Health and Human Services (“HHS-OIG”) in the US has developed guidelines for pharmaceutical manufacturers to consider when developing, implementing, or evaluating a Corporate Compliance Program. HHS-OIG also reinforced the Federal Sentencing Guidelines’ seven elements of an effective compliance program. The guidance is intended to assist with the development and implementation of internal controls and procedures that promote adherence to applicable law, regulations, and rules.

Industry Codes: Supernus abides by applicable industry codes and all Supernus employees shall ensure that their conduct, such as interactions with HCPs, is completely appropriate and of the highest ethical standards. Examples of industry codes that Supernus follows include PhRMA Code on Interactions with Healthcare Professionals and PhRMA Principles on Conduct of Clinical Trials.

Patient Protection and Affordable Care Act (“PPACA”): Under PPACA, applicable manufacturers must report certain payments or transfers of value to a US physician or teaching hospital. This law necessitates the tracking and disclosure of spend associated with healthcare professionals by the Company. In instances where state requirements and laws are more restrictive than Supernus policies, Supernus employees shall conduct activities in accordance with the more restrictive state requirements.

3.3 Anti-trust and Fair Competition

Anti-trust and fair competition laws are meant to prevent restraints on trade, and a competitive marketplace ensures that the greatest benefit can be realized by both consumers of healthcare products and services (i.e. patients, healthcare providers) and suppliers of those products/services. Each employee is expected to understand and comply with anti-trust and fair competition laws and not to enter into business contracts or engage in activities that violate, or give the appearance of violating these laws.

Specifically, when dealing with competitors:

  • Supernus will not enter into agreements or understandings which propose, or give the appearance of, limiting competition.
  • Supernus will not enter into agreements or understandings which propose, or give the appearance of, sharing price, price-related terms, sales terms or other conditions.

Violations of these laws by any Supernus employee carry severe penalties for both the Company and the individual depending on the severity of the violation. Anti-trust and fair competition laws are complex; therefore employees must contact the Legal Department for approval of any business practice conducted on behalf of the Company that may involve an interpretation of these laws.

3.4 On-Label Promotion of Products

Supernus complies with applicable laws and regulations that govern the development, manufacturing, labeling, promotion and sale of pharmaceutical products.

When patients and HCPs seek drug-related information about products, they are looking for the most accurate and complete information. Therefore, when the FDA approves a drug, it does so for certain purposes and indications only. A drug product is approved for the use stated in its label. Any other use is considered off- label. Off-label information can include information regarding disease state, dosing, patient populations, use of concomitant medications, duration of therapy, comparison to other therapies, etc. To avoid any risk of promoting an off-label use of our products, each employee is responsible for learning and understanding the on-label use of the Company’s promoted products and is prohibited from proactively communicating off-label information.

The Food & Drug Administration (“FDA”) prohibit pharmaceutical companies from marketing or promoting a drug for off-label use. However, they do not prevent HCPs from prescribing or discussing off-label information with their patients. The Company’s Medical Affairs department is permitted to respond to unsolicited requests for off-label information for a Company product. Unsolicited requests are direct, spontaneous question(s) from an HCP that is neither directly nor indirectly encouraged nor prompted by a Supernus employee.

3.5 Marketing of Products – Use of Approved Materials

Supernus’ policy is to advertise and promote its products only through programs and materials that have been formally approved by the Company. All such programs and materials are reviewed by appropriate Supernus personnel to ensure compliance with applicable state and federal laws and regulations. Unauthorized alteration of product labels or literature may result in severe penalties against the responsible individual and the Company. No Supernus employee should modify any portion of any product labeling or literature, without prior authorization from the Legal Department and the Regulatory Affairs Department. Use of any unapproved promotional materials or advertisements is strictly prohibited. Also, materials may never be disseminated as advance notification of unapproved/ investigational product(s).

3.6 Drug Sampling

Product samples may be made available for HCPs to initiate treatment in appropriate patients but can never be provided simply to reward or encourage prescribing behaviors or for any improper purpose.

3.7 Interactions with Healthcare Professionals (“HCPs”) and Organizations (“HCOs”)

Building strong, appropriate and ethical relationships with HCPs are an integral part of Supernus’s business operations. The PhRMA Code provides guidance on what is acceptable during these interactions to ensure that HCPs have the most up to date and accurate information on prescription medicines. As such, all Supernus employees must conduct themselves in the most appropriate and compliant manner when interacting with an HCP.

Supernus understands that any relationship with an HCP must be compliant with applicable healthcare fraud and abuse as well as anti-bribery and anti-corruption laws. These laws prohibit giving or offering anything of value to influence prescribing or purchasing decisions. Furthermore, laws and regulations prohibit the submission of false claims or statements to federal or state healthcare programs. To ensure compliance with regulations pertaining to interactions with HCPs and HCOs, Supernus has drafted and implemented written policies and procedures that provide guidance to employees regarding appropriate interactions with these groups.

3.8 Consulting Arrangements with Healthcare Professionals

Supernus may, from time to time, enter into an agreement with an HCP to provide bona fide services to the Company. These services may include assisting in the development of products or product claims, speaking at presentations or conferences, participating in advisory board meetings, providing general consulting services, training employees or conducting clinical trials or other research. Prior to entering into an agreement with an HCP, there must be a legitimate business or scientific need for the service that has been identified, demonstrated and documented. Supernus bases decisions to select or retain an HCP as a consultant based on their qualifications to provide the required services, such as medical expertise, reputation, knowledge and experience regarding a particular therapeutic area.

Compensation provided to HCP consultants and reimbursement for expenses must be reasonable and reflect the fair market value (“FMV”) of the services being performed under the agreement. Compensation may not vary based on the volume or the value of the HCP’s past, present or anticipated business.

3.9 Gifts

Supernus’s sales and promotional interactions with HCPs are intended to inform HCPs about Company products and provide relevant scientific and educational information to support patient care and the practice of medicine. Supernus does not use gifts, meals, hospitality, entertainment, recreation, and other items or activities of value to influence HCPs to prescribe, use, purchase, recommend, or make favorable formulary recommendations concerning Supernus products. Providing gifts for the personal benefit of HCPs or HCOs is not permitted. Provision of cash or cash equivalents, such as gift certificates, coupons, vouchers, tickets or similar items is also prohibited. Holidays and other special occasions (e.g., weddings, funerals or graduations) do not constitute exceptions to this policy. To the extent allowable under local law, in-kind items of educational value may be provided to HCPs.

3.10 Privacy

On occasion, Supernus may receive personal and private information for legitimate business purposes including, but not limited to, information concerning colleagues, job applicants, research study subjects, research investigators, patients, consultants, HCPs, vendors, and suppliers. Supernus is committed to compliance with applicable legal and regulatory requirements protecting the privacy of Personal Health Information, other confidential information and safeguarding this information in a manner consistent with applicable laws.

Supernus respects individual privacy and adheres to applicable data privacy/data protection laws and regulations. All Supernus employees are expected to protect individually identifiable information as it pertains to employees, applicants, clinical trial and research study patients, and customers.

3.11 Corporate Opportunities

Employees are prohibited from (a) taking corporate opportunities that are discovered through the use of Supernus’s property, information or position and using them personally; (b) using Supernus’s property, information or position for personal gain; and

(c) competing with Supernus. Employees owe a duty to Supernus to advance its legitimate interests when the opportunity to do so arises.

3.12 Fair Dealing

Each employee should endeavor to deal fairly with Supernus’s shareholders, customers, suppliers, competitors and employees. No one should take unfair advantage of anyone through manipulation, concealment, abuse of privileged information, misrepresentation of material facts, or any other unfair dealing practice.

4.0 BUSINESS STANDARDS

4.1 Overview

Supernus employees must adhere to all applicable laws and regulations. In doing so, they must steer clear of any conflicts of interest that may affect Supernus’ reputation negatively. Employees must uphold Supernus’ values while conducting business within the letter and spirit of the law.

4.2 Conflicts of Interest

Supernus employees have a responsibility to the Company, their co-workers, and themselves to avoid conflicts of interest. A conflict of interest may arise when personal interests compromise, or have the appearance of compromising, judgment. Supernus employees have a duty to avoid conflicts of interest whenever possible, keeping the Company’s best interest in mind at all times. Employee decisions should not be made for personal gain that conflicts with their professional or ethical obligations to Supernus. Three general rules in avoiding conflicts of interest are:

  • Business activities with suppliers, customers and other individuals or entities should be conducted in a fair and objective manner
  • Do not personally profit, in kind or in cash, from Supernus business transactions
  • Avoid any conflict of interest with family members by not recommending or using family members’ businesses, services or products

In the event that an actual conflict of interest arises between the personal, professional or financial duties of an Supernus employee, the employee involved in this conflict of interest should address, disclose and handle the matter in the utmost ethical manner and in accordance with this Code, including disclosing such conflict of interest to their supervisor or the Compliance Officer.

4.3 Insider Trading

Insider trading involves the purchase or sale of securities of a reporting issuer with knowledge of a material fact or material change with respect to the reporting issuer that has not been generally disclosed. The prohibition against insider trading also applies to trading in the securities of any publicly traded company about which a Supernus employee, director, or agent may receive inside information during the course of his or her relationship with Supernus. Employees, officers, stockholders and directors (and their families) are obligated to abide by both United States and Canadian laws and regulations prohibiting trading in the securities markets based on inside information or communicating inside information about Supernus or its business partners, competitors, customers, or suppliers. Any Supernus employee, officer, or director who has a question regarding stock trading or the sharing of Supernus information with third parties should contact the Legal Department.

4.4 Competitive Intelligence

Supernus believes in free and open competition in the marketplace. Keeping up with the competition means having the ability to produce proper business plans, which sometimes include an assessment of competitors’ products, services, or business. However, Supernus respects the privacy and confidentiality of its competitor’s information and only wishes to gather such information pertaining to competitive advantages in a reasonable and ethical manner. Obtaining a competitor’s confidential, non-public information through unlawful practices is not permitted. The improper gathering of competitive information could subject Supernus and the employee to criminal and civil liability. Any Supernus employee who has acquired a competitor’s private and confidential information unlawfully is subject to disciplinary and if necessary, legal actions and will be required to immediately destroy the confidential information that is obtained.

4.5 Confidential Information

The release of confidential information about Supernus or its business or products may harm the Company. It is imperative that any confidential scientific and business information regarding Supernus, as well as the Company’s trade secrets, be protected to ensure the Company’s success. It is the duty of Supernus employees to safeguard this confidential information. Confidential information includes, but is not limited to:

  • Unpublished financial information including, but not limited to, financial models, sales and revenue information and pre-commercial product launch information
  • Inventions, trade secrets, know-how
  • Operational and/or marketing plans, systems, techniques, information and budgets
  • Personal information including, but not limited to, compensation, wage and benefits information
  • Information pertaining to specific customer, customer information and customer requirements
  • Patient information or PHI (i.e. individually identifiable health information such as name, address, birth date, social security number, etc.)
  • Information pertaining to Supernus’ relationship with existing or potential strategic partners, suppliers, distributors, consultants and any other information that is not publicly available
  • Information that might affect Supernus’s competitive position

Employees must maintain the privacy of confidential information pertaining to Supernus’s business at all times. Confidential information known by an employee must remain confidential both during and after employment with the Company (whether such termination is voluntary or involuntary). Any Supernus employee who improperly uses or discloses confidential information will be subject to disciplinary action, up to and including termination of employment without notice and legal action, even if they do not personally benefit from the disclosure. When leaving the employ of Supernus, an employee must return all confidential information in any form and all copies which are, or may have been, in his or her possession.

If an employee has any doubt as to the confidentiality of specific information, he or she should discuss it with the Legal Department.

4.6 Company Assets

Supernus offers employees access to a variety of the Company’s resources such as Company property, information, resources, systems and many other supplies. These resources are intended to be used by employees for Company business and the employee assumes the responsibility to protect against theft, loss, misappropriation and misuse. These resources should be used only for Company business and not for any personal use, though incidental personal use may be permitted at times.

It is important to recognize that any and all data and/or other information linked to these assets, such as email, documents and any other files, are the property of Supernus. The Company reserves the right to retain and inspect this data and/or information, including any electronic communications transmitted over any Supernus network, with or without an employee’s or third party’s knowledge, consent or approval, in accordance with applicable law, except in each case as may be limited by applicable foreign laws.

All Supernus employees shall provide reasonable and appropriate care when dealing with Supernus’s assets, resources, and property. Any misuse of Supernus’s assets, resources and/or property that an employee becomes aware of should be reported to his or her supervisor, and if appropriate, the Legal Department.

4.7 Record Retention and Documentation

All employees have a duty to ensure that Supernus’ business information is stored in a secure manner and complete records are identified, securely stored, and disposed of in the appropriate manner. Supernus must retain records for immediate use, as well as possible long-term use for litigation purposes, historical reference, contractual obligations, regulatory or legal requirements, or for other purposes as determined by Supernus. When a record supersedes the necessary retention period or is simply no longer needed, it may be discarded. Should a current or potential lawsuit, audit or internal investigation be initiated, discarding of records should be suspended in accordance with the applicable legal hold. If a Supernus employee is unsure as to whether a document should or should not be disposed, he or she should contact the Legal Department.

5.0 PUBLIC STANDARDS

5.1 Overview

Supernus is committed to being a good corporate citizen in the communities in which it does business. Supernus employees must provide an accurate and consistent message to the public when speaking of, or representing, Supernus.

5.2 Charitable Contributions

Supernus employees are encouraged to give back to the community through charitable contributions. While such contributions to the community can make a difference, Supernus must ensure that these contributions are provided in accordance with Company policies and applicable laws and regulations. If a charitable contribution is to be made by Supernus, it must be approved through the proper channels. Questions with regards to charitable contributions may be directed to the Compliance Officer.

5.3 Political Contributions and Activities

Supernus encourages its employees to engage in political activities, such as the right to vote. However, it is imperative that all employees understand that these engagements should not be conducted on behalf of the Company or in any way that is likely to give the impression that the Company is taking a stance to support or endorse any candidate or political party. Such activities must also be done on personal time and without the involvement of any Supernus resources. Questions with regards to political contributions and activities may be directed to the Compliance Officer.

5.4 Media and Public Inquiries

It is extremely important that any message to the public be accurate, consistent and authorized by the appropriate person at Supernus. All employees must be aware of, and adhere to, Supernus’s guidelines on communicating with the public through the media, press releases, promotional materials or other means. Any requests for information from Supernus by an outside party should be immediately referred to Investor Relations.

6.0 SUPERNUS COMPLIANCE PROGRAM

6.1 Compliance Program and Leadership

Supernus has adopted policies, procedures, training programs and mechanisms to promote an atmosphere of open, honest and ethical communication throughout Supernus. The Compliance Officer is primarily responsible for oversight of the Compliance Program, but each employee plays an important role in building and supporting the Compliance Program for Supernus.

6.2 Reporting of Any Known or Suspected Violations

Supernus is committed to ensuring compliance with Company policies and applicable laws and regulations to preserve the Company’s reputation, ensure the safety of its customers, and to continue to be successful. This is all possible because of the Company’s dedication to compliance with all applicable laws and regulations and Company policies.

If a Supernus employee knows of or suspects a violation of a Company policy, procedure, law or regulation or unethical conduct, he or she has a responsibility to report this. Examples of issues that require reporting include financial improprieties, accounting or audit matters, ethical violations, illegal practices, or serious violations of Supernus’s Code of Business Ethics & Conduct or policies. The failure to report such a violation will itself be viewed as a violation of this Code. Appropriate channels to report a concern include your supervisor or another supervisor, the Human Resources department, the Compliance Officer, the Legal Department, or through Supernus’s reporting mechanisms (e.g., the Compliance Hotline). Supernus expects employees to report concerns with as much information, facts and details as possible related to the known or suspected issue so that the Company can evaluate the reports and identify and correct any problems promptly.

6.3 Compliance Hotline

Supernus has established a compliance reporting mechanism for anyone who wants to report a good faith concern related to unethical or illegal conduct or violations of this Code. Good faith means a sincere and honest belief that is not motivated by malice or the desire to defraud others for personal gain. The hotline may be used to anonymously report violations or suspected violations of the law.

6.4 Investigation and Enforcement

Reports of suspected misconduct and compliance violations made in good faith will be subject to investigation promptly and thoroughly by the appropriate persons. This information will be treated as confidential and remain anonymous unless disclosure to a third party is deemed necessary for the investigation. The Compliance Officer is responsible for determining the resources that will conduct the investigation, depending on the nature of the reported concern. Cooperation is imperative during internal investigations by each Supernus employee involved in such investigations.

6.5 Retaliation is Prohibited

Supernus strictly prohibits intimidation or retaliation of any kind against an employee who seeks advice, raises a concern, reports known or suspected violations or unethical conduct, or provides information in an investigation, even if the good faith report is not substantiated. If an employee believes they have been subject to retaliation, or know of someone who has, notify their supervisor or the Compliance Officer.

6.6 Disciplinary Actions

This Code is provided to give Supernus employees the tools to understand and adhere to the laws and regulations that guide our Company and allow us to achieve the highest standards of conduct. Therefore, employees are subject to disciplinary action for authorizing or participating in an activity that results in a violation of the law, Company policies or any other standards and procedures listed.

Each situation will be evaluated and handled individually by Supernus. Based on the severity of the problem and circumstances involved, the disciplinary actions will vary. If disciplinary action is warranted, subject to local law, it may range anywhere from a warning to termination of employment. In certain circumstances, an individual employee may be subject to criminal fines, imprisonment, and an official prohibition on working in the pharmaceutical industry.

6.7 Waivers and Amendments

From time to time, Supernus may waive certain provisions of this Code on a case by case basis. Should a Supernus employee feel that he or she merits a waiver regarding this Code, he or she should contact his or her manager, who should contact the Compliance Officer directly. Any waivers of this Code require approval from the Compliance Officer. All waivers of this Code will be disclosed as required under applicable law and regulations. This Code may be amended at any time without prior notice. If necessary, amendments to the Code should be provided by the Compliance Officer. Amendments to this Code will be promptly disclosed to Supernus employees.

6.8 Expectations of Supernus Employees

Employees are expected to be a part of Supernus’s achievements. Compliance with applicable laws, regulations, Company policies and other best practices applicable to companies in our industry is critical to Supernus’s success. On an annual basis, all Supernus employees shall certify that he or she has read and understood Supernus’s Code of Conduct, in order to demonstrate their dedication to conducting themselves in the utmost ethical and professional manner.

SPN Corporate | Corporate Compliance - Payments to Physicians

Corporate Compliance

Payments to Physicians

Why We Work with Healthcare Professionals

Working with healthcare professionals (HCPs) allows us to gather and share critical, real-world information, feedback, and insight. This is essential to fulfilling our commitment to develop, license, and market healthcare products that improve lives.

There are three main ways in which HCPs help us gather and share information:
  • Research and Development

    HCPs, hospitals, and research institutions collaborate with Supernus and others to research the safety and effectiveness of new medicines and treatment options, develop new uses for existing medicines, and conduct in-depth studies of how medicines may help patients.

  • Professional Advising and Consulting

    Input, advice, and feedback from HCPs is not only critical to advancing our research and development activities, but also helps us better understand treatment landscapes and the needs of patients and healthcare providers. Consulting relationships help ensure we’re developing medicines that are safe and effective, and that meet the needs of the patients we serve.

  • Expert-Led Forums

    Supernus engages knowledgeable, experienced HCPs to assist with educating their peers, other professionals, patients, and caregivers about health conditions, treatment landscapes, and, when appropriate, our products.

How We Disclose Payments to Healthcare Professionals

The Physician Payments Sunshine Act (the “Sunshine Act”) was enacted by Congress in 2010 to create more transparency around the relationships between pharmaceutical companies and HCPs in the United States. The Sunshine Act requires companies to report to the federal government certain payments and other “transfers of value” made to HCPs and specific teaching hospitals, and further requires those reports be made available to the public. Even without this requirement, Supernus is generally committed to transparency around our payments and other "transfers of value" to HCPs.

We believe that the requirements of the Sunshine Act, and the transparency the Sunshine Act has created, helps foster trust with patients, healthcare professionals, and government officials and helps reinforce adherence to high ethical standards throughout the industry.

To view Supernus' disclosure of payments and transfers of value to HCPs and specific teaching hospitals:

  1. Go to https://openpaymentsdata.cms.gov
  2. Click in the “Search Physician, Teaching Hospital, or Company by Name” field
  3. Type in “Supernus” or any part thereof and click "Search"
  4. Select “Supernus” by clicking on it in the Search Results

The CMS Search Tool will display a summary of Supernus’ overall payment information. You will also have the ability to search and view more detailed information for payments made to individual HCPs and/or teaching hospitals.

SPN Corporate | Corporate Compliance - California Compliance Declaration

Corporate Compliance

California Compliance Declaration

SUPERNUS COMPLIANCE PROGRAM

Supernus is committed to maintaining an effective compliance program in accordance with the Compliance Program Guidance for Pharmaceutical Manufacturers published by the Office of Inspector General of the United States Department of Health and Human Services (the “OIG Guidance”). A compliance program is one of the key components of our commitment to the highest standards of corporate conduct. The compliance program adopted by Supernus is intended to adhere to the OIG Guidance, as well as the current Pharmaceutical Research and Manufacturers of America (PhRMA) "Code on Interactions with Healthcare Professionals” (the “PhRMA Code”). Supernus is committed to complying with the OIG Guidance and the PhRMA Code.

Effective July 1, 2005, California law [Cal. Health & Safety Code §119402 (SB 1765)], requires certain pharmaceutical companies doing business in California to make available their program for compliance with applicable federal and state laws regulating the marketing and promotion of their products. In addition, California law requires pharmaceutical companies to establish annual dollar limits on items and promotional materials given to healthcare professionals.

Our current policies support adherence to the voluntary guidelines that California law will now enforce. Supernus will enhance its existing policies and programs to cover the formal annual dollar limits required by the law and begin monitoring performance against those limits.

Annual Spending Limit per California Healthcare Professional

Supernus sales professionals may occasionally provide items to health care professionals designed for the education of patients or healthcare professionals. These items will be of reasonable value and provided in accordance with the provisions of the PhRMA Code and other applicable Company policies. In addition, Supernus sales professionals may occasionally offer modest meals as part of an educational presentation or in connection with Supernus' efforts to advance the professionals’ understanding of the efficacy, safety, and benefits of Supernus' approved products. Supernus has currently established an annual limit of $2,500 per individual health care professional for these types of items.

Consistent with Supernus' understanding of the California law, Supernus excludes certain items and payments in determining whether the annual limit has been met. Supernus' annual dollar limit, as of the date of this declaration, does not include the value of:

  • Drug samples provided to individual healthcare professionals intended for free distribution to patients.
  • Financial support of independent education, including continuing medical education forums.
  • Financial support for health education scholarships.
  • Payments for legitimate professional services, including professional speaking, advising, consulting, training or market research services, that are based on the fair market value of the services provided.
  • Items, including but not limited to patient educational brochures, anatomical instruction sheets, diaries or other materials to track medical information, provided to patients by their physician with the purpose of enhancing patients’ understanding or management of a disease state or disorder.
Annual Declaration for Purposes of California Health & Safety Code, §§ 119400-119402

As part of its ongoing efforts in the area of compliance, Supernus maintains a compliance program that is designed to comply with applicable federal and state laws related to the marketing and promotion of our products. To our knowledge as of the date of this declaration, Supernus is, in all material respects, in compliance with California Health & Safety Code, §§ 119400-119402.

Copies of this summary and declaration and Supernus Compliance Program may be obtained by contacting Supernus Compliance Office at the following toll-free number: 855-836-3925.

SPN Corporate | Contact Us - Thank you

CONTACT US

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Looking for some information you couldn't find on the website? Use the webform below to submit an inquiry or send feedback to Supernus.

If you have questions or concerns with regard to one of Supernus' commercial products, please contact Supernus Support at 1-866-398-0833.

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Mailing Address

Supernus Pharmaceuticals, Inc.
9715 Key West Avenue
Rockville, MD 20850

Telephone Number

301-838-2500

Supernus Support

1-866-398-0833

Email

info@supernus.com

SPN Corporate | Social Media Community Guidelines

Policies

Social Media
Community
Guidelines

Effective April 2020

At Supernus, we believe in keeping our partners, patients, and providers informed so they can make the most appropriate healthcare decisions about our medications. One channel we use to have these informative conversations is through social media. We strive to be as candid and transparent about our perspective.
If you decide to post, respond, or comment on one of our posts, you are agreeing to abide by these Social Media Guidelines, which apply in addition to the Terms and Conditions or other legal notices that are provided by use or the social media platform. Please bear in mind that the comments and responses that you read on our channels that are not posted by us come from members of the public. The content of these comments (including opinions and statements) posted on our channels do not necessarily reflect the views of the social media site or its owner, and are the responsibility of the individuals posting them.

Guidelines

Important Considerations

  • You must be at least 18 years old to participate.
  • If you are an adult, and your post contains the name or likeness of a minor, you must be the parent or guardian of that minor.
  • Our social channels are not a place to report any medical adverse events or reactions and other product-related information. If you are experiencing an undesirable effect from any of our products or are concerned about a quality issue with one of our products, please contact Supernus Support at 1-866-398-0833. Hours of operation are Monday−Friday, 8 AM−8 PM Eastern time, excluding holidays. You are also encouraged to report adverse drug events to FDA at www.fda.gov/medwatch or by calling 1-800-FDA-1088. We reserve the right to contact you if such information is posted in these public social media forums.
  • Comments that are threatening, condone violence or illegal behavior or threaten public safety may be reported to law enforcement.

Community Standards

  • Be respectful. Our goal is to promote respectful dialogue about important health topics. Off-topic, abusive, harassing, profane, promotion of third-party sites, initiatives or products are not allowed. Posts that break these standards will be removed, rejected, and/or reported.
  • Understand the limitations. Our social media platforms are used to keep our partners, patients, and providers informed about Supernus. Although medical and health topics may be discussed, these channels do not provide medical advice. You are encouraged to speak to your healthcare provider if you have questions or concerns about the healthcare you are receiving.
  • Have realistic expectations. We will strive to be as responsive as possible to appropriate comments and feedback. Our social media accounts are checked several times throughout the day during normal business hours. If your post or comment has not received a response, please be patient. We will do our best to respond to you. We are not responsible for the accuracy of responses by other, non-company affiliated members of the community (i.e., the general public).
  • There is no expectation of privacy on social media. Please be mindful that there is no expectation of privacy on social media. Our social media accounts are open to the general public. We encourage you not to post sensitive personal details about your person, family, location, health status, financial situation, or any other information that may compromise your privacy or safety. Further we cannot be responsible for the security of any information you post on social media.

Legal and Regulatory Considerations

Because we are a public company in a regulated industry, there are certain topics we won’t be able or willing to talk about here, and some of your discussions may need to be redirected or curtailed for the same reason. By way of example, we ask that you refrain from posting comments that contain:

  • unsubstantiated claims about, or discussion of “off-label” or unapproved/non-directed uses of, our products;
  • third-party intellectual property, such as any copyright-protected material (art, music, videos, written text), or any trade-marks or logos;
  • inappropriate comments or inferences about our competitors (for example, disparaging comments, or any statements about their products);
  • information that is false, inaccurate or misleading;
  • medical advice or product usage information;
  • third-party confidential or non-public information, including names and addresses and other identifying information related to individuals;
  • profanity, vulgarity, defamatory, libelous, offensive, abusive, discriminatory or demeaning content (including images, videos and links);
  • links to other websites;
  • advertising or spam; and
  • software viruses, Trojan horses, worms, time bombs or any other computer code or files or disabling mechanisms that are designed to disrupt, damage or limit the functioning of any software, hardware, telecommunications equipment or that interferes with the operation of the social media site.

Your use of our social media channels indicates your acceptance of these Guidelines and any subsequent versions. Users who violate these terms may be blocked. While we encourage everyone to participate in active discussion and share content, where appropriate, we cannot be responsible for views expressed other than our own. Please read and engage at your own risk. We hear you and we see your comments to our content, but we cannot verify the accuracy of statements made by other users.
We reserve the right to delete any of our social media channels and its contents at any time. While these Guidelines cover the most common situations, we cannot anticipate everything. Accordingly, Supernus may take actions not outlined in these Guidelines, as deemed necessary and appropriate.

SPN Corporate | State Policy

Policies

State Policy

Effective January 2020

California Privacy Rights

California Civil Code Section 1798.83 entitles California residents who have an established business relationship with Supernus the right to request information regarding Supernus’ disclosure of certain personal information to third parties for their direct marketing purposes. To make a request for such information, you may contact us using the information in the “How to Contact Us” section below.
California Consumer Privacy Act (CCPA) entitles California residents to certain rights with regard to their personal information. Those rights have been incorporated into this Privacy Notice.
We do not sell personal information.

Nevada

Nevada Residents as Covered by Nevada Privacy Law.
We do not sell Covered Information as defined under Nevada law. If you would like to make a further inquiry regarding the selling of your Covered Information, as defined under Nevada law, please contact info@supernus.com.

Texas

Texas Residents
Pursuant to the Texas Health and Safety Code, Sec. 181.154, please be advised that if we receive any data that identifies you and relates to your past, present or future physical or mental health, healthcare or payment for your healthcare, such data may be subject to electronic disclosure by such means as file transfers or email.

SPN Corporate | Cookies Policy

Policies

Cookies Policy

What is a cookie?

A cookie is a small data file stored on your computer or mobile device at the request to your browser from a website when you visit this website. The cookie allows the website to “remember” your actions or preference for a certain period of time.
Most browsers allow cookies. However, users can set their browsers to refuse or remove them, if they wish.
Some cookies are deleted when you close your browser. They are known as session cookies. Others remain on your device until they expire or until you delete them from your cache. They are called permanent cookies and enable certain information about your use to be recalled when you return to the website.
Some cookies are required in order to use a website, others allow customization and optimization of the displayed content, the collection of user preferences or the monitoring of the website’s audience, website errors and the securing of its access.

The use of cookies when you visit our websites

On our websites, we and our service providers use permanent cookies. When browsing our websites, you accept by default that Supernus will install cookies on your browser.

The cookies we use

On our website, we use cookies to measure audience and your use of the website to improve it.
Essential Cookies- Required for your website to work, for example, tracking cookies are used for audience analytics. You cannot disable essential cookies.
Performance Cookies- These cookies indirectly help improve our websites by tracking your use. This set of cookies collect information and may report website usage statistics without personally identifying individual visitors.
Mobile Application Banners- These cookies are used to improve your user experience on mobile devices
Video Cookies- These cookies are used to display video player videos such as YouTube and Vimeo
Slideshare cookies- These cookies are used to display slideshare presentations

What to do if you do not want to allow the use of cookies on your browser

You can block the use of cookies or remove cookies that are already installed on your browser. We draw your attention to the fact that disabling cookies may prevent you from accessing certain features on our websites.
You can set your browser to accept or reject all cookies, to be notified when a cookie is used, to check its validity, duration and content to periodically delete cookies.
You can also type “cookies” in your browser’s help section to access the set-up instructions.
For information about how to manage cookies on the browser of your mobile device, you will need to consult the device manual.
For more information about cookies, including how they are installed and how you can manage and delete them, visit www.allaboutcookies.org.

SPN Corporate | Privacy Policy

Policies

Privacy Policy

ATTENTION: PLEASE READ ALL OF THESE PROVISIONS (“TERMS”) CAREFULLY BEFORE USING THIS WEBSITE. USING THIS WEBSITE INDICATES YOUR AGREEMENT AND ACCEPTANCE OF THESE TERMS. IF YOU DO NOT ACCEPT THESE TERMS, DO NOT USE THIS WEBSITE OR DOWNLOAD ANY MATERIALS FROM THIS SITE.

The Site and Its Use

Welcome to our website (the “Site”). This Site is owned and operated by Supernus Pharmaceuticals, Inc. Please feel free to browse the Site, however, your access and use of the Site is subject to these Terms and all applicable laws. Supernus reserves the right to restrict access or change the Site at any time in the exercise of its discretion.

Privacy Overview

Supernus is aware of the need to address privacy issues and we believe you should be aware of how we intend to treat any information about you that we receive as a result of your visit to our website (the “Site”), your direct communication with us, or from any other source, such as a third party vendor.

Information Collection and Use

Supernus may collect and process the following kinds of information:

  • Personally identifiable information (e.g. information from which you can be identified, such as your name, address, telephone number, email address, date of birth or other similar information (“Personal Information”)) when you voluntarily provide this information to us or when you give permission to others (such as your healthcare provider) to share such Personal Information with us.
  • Non-personally identifiable information relating to such things as the total number of visits to our Site, the number of visitors to each page of this Site, the Internet Protocol addresses of our visitors and the browser version you are using, the date and time of access, the time spent on our Site and the domain names of our visitors’ internet service providers.
  • We may also request from time to time that you provide us with additional demographic or other health information through responses to questions or surveys.
  • Supernus may use Personal Information in a variety of ways, and Supernus reserves the right to use any information it obtains for purposes determined by it to be legitimate business purposes, in accordance with applicable laws and regulations.
  • If you contact us to report on your experience, or the experiences of your patients, with the use of our medicines, we may contact you for follow-up information. We may also use the information you provide to submit reports of adverse events to government agencies, such as the US Food and Drug Administration, or as otherwise required by law.
  • Your Personal Information may be used to respond to your inquiries or provide you with information that we feel may be of interest to you. In addition, Supernus may use both Personal Information and non-personally identifiable information to help us determine how we can continually create a better overall experience for our users by improving the content of the Site.
  • Except for the limited situations discussed in this Privacy Policy, we will not share your personal information with any third parties except for those third parties contracted with Supernus, who are bound to use your personal information solely as directed by Supernus. We may sometimes use third parties to perform certain services for us, such as sending mail and providing data analysis. We may provide personal information to those businesses when that information is necessary for them to respond to your requests or otherwise perform their duties, as requested by Supernus. All such third parties will be bound to use your personal information solely as directed by Supernus.
  • In addition, our web servers generally collect the domain names, not the e-mail addresses, of visitors. In general, we gather information about the users of the Site collectively in order to determine, for example, which areas users access more frequently, the time and date of visit, the time spent on those pages and other statistics. This information helps us to determine what is most beneficial for our users, and how we can continually create a better overall experience for our users by improving the content of the Site.
  • There are times, however, when we may need information from you, such as your name and address. The personal information Supernus obtains may be used for purposes deemed by Supernus to be legitimate business purposes, including, for example, to respond to inquiries. In addition, we may ask you to voluntarily provide us with information for market research or similar purposes.

Cookies

Cookies are files with small amounts of data, which may include an anonymous unique identifier. Cookies are sent to your browser from a website and stored on your computer’s hard drive.
Like many sites, we use cookies to collect information. You can instruct your browser to refuse all cookies or to indicate when a cookie is being sent. However, if you do not accept cookies, you may not be able to use some portions of our Site. Click Here to read more about our cookie policy.

Security

The security of your personal information is important to us but remember that no method of transmission over the Internet, or method of electronic storage, is 100% secure. While we strive to use commercially acceptable means to protect your personal information, we cannot guarantee its absolute security.

Links to Other Sites

Supernus’ Site may contain links to other websites that are not operated by us. While Supernus tries to link only to sites that share its high standards and respect for privacy, Supernus cannot take responsibility for the content of the privacy practices employed by other Sites.
We make no representations whatsoever about any other website that may be linking to our Site. Any link from another site to our Site does not mean that we endorse or accept any responsibility for the content of or the use of such website. If you use the other website, you do so at your own risk. We make no warranty or representation regarding the linked website, and we do not sponsor or endorse any linked websites, the information or materials appearing on them, or any of the products and services they describe. Links from another website to ours does not imply that we are affiliated or associated with the linked site, or that it is authorized to use any trademark, trade name, logo or copyright of ours. In addition, third party websites may have different privacy policies and you should review them.

Changes to These Terms

Supernus may update these Terms from time to time. You are advised to review these Terms periodically for any changes. Your continued use of the Site after any updates or revisions indicates your acceptance and agreement to be bound by such Terms.

Additional State-Specific Information for United States Residents

Some states (including but not limited to California, Nevada and Texas), have state specific rights for their residents. To learn more about those state specific rights review our state privacy notice.

Contact Us

If you have any questions about these Terms, please contact us in writing at the following address:

Supernus Pharmaceuticals, Inc.
9715 Key West Avenue
Rockville, MD 20850
info@supernus.com

Copyright 2025 by Supernus Pharmaceuticals, Inc.
All rights reserved.

SPN Corporate | Terms of Use

Policies

Terms of Use

ATTENTION: PLEASE READ ALL OF THESE PROVISIONS (“TERMS”) CAREFULLY BEFORE USING THIS WEBSITE. USING THIS WEBSITE INDICATES YOUR AGREEMENT AND ACCEPTANCE OF THESE TERMS. IF YOU DO NOT ACCEPT THESE TERMS, DO NOT USE THIS WEBSITE OR DOWNLOAD ANY MATERIALS FROM THIS SITE.

The Site and Its Use

Welcome to our website (the “Site”). This Site is owned and operated by Supernus Pharmaceuticals, Inc. Please feel free to browse the Site, however, your access and use of the Site is subject to these Terms and all applicable laws. Supernus reserves the right to restrict access or change the Site at any time in the exercise of its discretion. All Supernus websites are intended for residents of the United States of America.

Disclaimer

THE SITE AND MATERIALS AND RELATED COMMUNICATIONS ARE PROVIDED “AS IS” WITHOUT ANY REPRESENTATIONS OR WARRANTIES, EXPRESS OR IMPLIED, OF ANY KIND, INCLUDING, BUT NOT LIMITED TO, WARRANTIES OF MERCHANTABILITY, NON-INFRINGEMENT, OR FITNESS FOR A PARTICULAR PURPOSE. SOME JURISDICTIONS DO NOT ALLOW FOR THE EXCLUSION OF IMPLIED WARRANTIES, SO THE ABOVE EXCLUSIONS OF IMPLIED WARRANTIES MAY NOT BE APPLICABLE UNDER CERTAIN CIRCUMSTANCES. SUPERNUS DOES NOT WARRANT THE ACCURACY OR COMPLETENESS OF THE MATERIALS, INCLUDING BUT NOT LIMITED TO THE RELIABILITY OF ANY ADVICE, STATEMENT OR OTHER INFORMATION DISPLAYED OR DISTRIBUTED THROUGH THE SITE. YOU ACKNOWLEDGE BY USE OF THIS SITE THAT ANY RELIANCE ON ANY SUCH MATERIALS, ADVICE, STATEMENT OR INFORMATION SHALL BE AT YOUR SOLE RISK.


The use of this Site is subject to the Terms contained herein, specifically including the following:

  • The content of the pages of this Site is for your general information and use only. It is subject to change without notice.
  • This Site uses cookies to monitor browsing preferences. If you do allow cookies to be used, certain personal information may be stored by us for use by Supernus or third parties.
  • Neither Supernus nor any third parties provide any warranty or guarantee as to the accuracy, timeliness, performance, completeness or suitability of the information and materials found or offered on this Site for any particular purpose. You acknowledge that such information and materials may contain inaccuracies or errors and Supernus expressly excludes liability for any such inaccuracies or errors to the fullest extent permitted by law.
  • Your use of any information or materials on this Site is entirely at your own risk, for which we shall not be liable. It shall be your own responsibility to ensure that any products, services or information available through this Site meet your specific requirements.
  • This Site contains material which is owned by or licensed to us. This material includes, but is not limited to, the design, layout, look, appearance and graphics. Reproduction is prohibited without the express written consent of Supernus.
  •  All trademarks reproduced in this Site, which are not the property of, or licensed to the operator, are acknowledged on the Site.
  •  Unauthorized use of this Site may give rise to a claim for damages and/or be a criminal offense.
  •  From time to time, this Site may also include links to other websites. These links are provided for your convenience to provide further information. They do not signify that we endorse the website(s). We have no responsibility for the content of the linked website(s).
  • Your use of this Site and any dispute arising out of such use of the Site is subject to the laws of the state of Maryland. If any of these Terms shall be unlawful, void, or for any reason unenforceable, then that provision shall be severable from these Terms and shall not affect the validity and enforceability of any remaining provisions. The user agrees that any dispute arising out of the use of this Site shall be subject to the exclusive jurisdiction and venue of courts located in Montgomery County, Maryland.
  • These Terms constitute the entire Agreement between Supernus and you with respect to your use of the Site. Any cause of action you may have with respect to your use of the Site must be commenced within six months after the claim or cause of action arises or it is deemed to be waived.

Changes to These Terms

Supernus may update these Terms from time to time. You are advised to review these Terms periodically for any changes. Your continued use of the Site after any updates or revisions indicates your acceptance and agreement to be bound by such Terms.

Contact Us

If you have any questions about these Terms, please contact us in writing at the following address:

Supernus Pharmaceuticals, Inc.
9715 Key West Avenue
Rockville, MD 20850
info@supernus.com

Copyright 2025 by Supernus Pharmaceuticals, Inc.
All rights reserved.